Features How it works Coverage Sales
Contact sales →
AI-powered · SEC & FINRA · Instant rewrites

Stop reviewing
start approving

CAimpli, your AI Implement Compliance Assist platform, pre-reviews every executive communication for SEC and FINRA violations — flagging risky phrases, generating compliant rewrites, and handing compliance officers a ready-to-approve document instead of a raw draft.

10×
Faster review cycle
10+
Rules enforced
Sales
Guided onboarding
100%
Audit trail
The problem

Your compliance officer is a bottleneck. Not by choice.

Every press release, earnings call, CEO tweet, and investor letter lands on one person's desk. They read every word, identify every risk, and write feedback — manually, every time.

2–3 day review cycles

For a single earnings call before it can be published or released to analysts

🔄
4+ revision rounds on average

Submitters don't know which phrases violate Reg FD until they're told — after the fact

📋
No audit trail without extra effort

Manual documentation of every decision, every version, every approval

Redline editor
Original draft — flagged
"We will definitely hit $2B revenue by year end. Our acquisition closes next month — this will be the opportunity of a lifetime for investors."
⚡ AI pre-review · 18 seconds
Compliant rewrite — ready to accept
"We remain on track toward our $2B revenue target, subject to market conditions. We look forward to sharing further strategic updates through appropriate public channels in due course."
REG-FD resolved SA-FLS resolved FINRA-FORECAST resolved
Platform

Everything your compliance team needs

From initial draft to officer approval — every content type, every channel, every rule.

AI pre-review in seconds

Three parallel agents — SEC disclosure, FINRA comms, tone risk — scan every sentence simultaneously. Results in under 30 seconds.

Core
✏️

Inline redline editor

Every flagged phrase gets a compliant rewrite inline. Accept, edit, or dismiss per sentence — like track changes, built for compliance.

Submitter
⚖️

Officer review & edit

Officers see risk score, checklist, and the pre-cleaned doc. They can edit directly, then approve, escalate to legal, or return for revision.

Officer
🌐

Batch & multi-domain scan

Enter multiple domains — CAimpli crawls sitemaps and homepages, discovers IR pages, press releases, and news, and scans all of them.

Batch
§

Custom rule builder

Add your firm's internal policies alongside SEC/FINRA. Set severity, add trigger phrases, toggle per rule. Your compliance framework, automated.

Enterprise
📊

Audit trail & PDF reports

Every submission, decision, and edit is timestamped. Export a full compliance report PDF covering flags, checklist, rewrites, and decision log.

Compliance
Workflow

From draft to approved in four steps

1

Submit the draft

IR team, CEO, or external agency pastes text, uploads a URL file, or enters a domain to scan. Content is fetched and normalised automatically.

2

AI pre-review runs

Three agents scan for SEC and FINRA violations in parallel. Every risky phrase gets a severity rating, rule citation, and copy-paste compliant rewrite.

3

Submitter accepts rewrites

The submitter reviews the redline editor, accepts AI suggestions or edits them, then submits the cleaned draft to the officer queue.

4

Officer approves

Officer reviews risk score, checklist, and pre-cleaned document. One click to approve, escalate, or return. Decision and audit trail logged.

Regulatory coverage

10 SEC & FINRA rules enforced out of the box

Plus unlimited custom rules for your firm's own policies.

Regulation FD — selective disclosureSEC
Safe harbour — forward-looking statementsSEC
Rule 10b-5 — material misstatementsSEC
Material non-public information (MNPI)SEC
Earnings guidance consistencySEC
FINRA Rule 2210 — communicationsFINRA
Promissory / forecasting languageFINRA
Fair and balanced presentationFINRA
Required disclaimers presentFINRA
Testimonial / endorsement rulesFINRA
What teams say

Trusted by compliance professionals

CAimpli cut our earnings call review from two days to forty minutes. The AI rewrites are accurate enough that I'm approving 80% without changes.
SC
Sarah Chen
CCO, Mid-cap Asset Manager
The multi-domain scan is the feature I didn't know I needed. I pointed it at our IR site and found three press releases with Reg FD issues. Worth the subscription alone.
MW
Marcus Webb
SVP Investor Relations, Broker-Dealer
Our external PR agency now pre-submits through CAimpli. We've eliminated almost all back-and-forth revision rounds. Our compliance team has its time back.
AR
Alex Rivera
General Counsel, RIA Firm
Pricing

Talk to CAimpli sales

We handle pricing, onboarding, and account setup directly with each customer.

Planning

Pricing, seats, rollout scope, and package fit based on your workflow and review volume.

Plan recommendation based on compliance scope
Seat and access model guidance
Rollout timeline planning
Security and procurement alignment
Contact sales
Support

Security questions, launch coordination, and ongoing account support through the sales team.

Security and legal coordination
Implementation check-ins
Procurement and contracting support
Direct escalation path
Contact sales

Ready to cut your review cycle from days to minutes?

Connect with our sales team for pricing, onboarding, and launch planning tailored to your team.

Contact sales → sales@caimpli.com